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Mediation Guide A Guide to Mediation for Lawyers and their Clients
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The Mediation
What actually happens in mediation? The following information is provided
to demystify the process and assist you in your preparations. The
procedures discussed herein are those normally followed in a dispute that is
mediated through the auspices of JAMS.
Mediation can be described as an assisted negotiation. The mediator is
neutral and has no bias against any of the parties or their positions.
He/she is the facilitator who assists the parties in reaching an
agreement that is acceptable to them. The agreement is not imposed
upon the parties; it is reached through the facilitated negotiation
process typical of a mediation proceeding. Judges and arbitrators make
decisions that are imposed on the parties. Mediators may be requested
during the course of a mediation to provide their evaluation of the
probable outcome of a dispute were it to be litigated or arbitrated. If
there is such an evaluation, it is done at the request of the parties but
is not binding upon them unless they request and agree to it. Binding
mediation is not true mediation because, like a court or arbitration
decision, it is imposed upon the parties and is not a product of their
own negotiation. The formal procedures found in court or arbitration
proceedings are not present in mediation proceedings. There are no
rules of evidence or set procedures for the presentation of facts or
positions. Before mediation commences, the parties and the mediator
agree upon the procedures that will be followed. It is the party's
proceeding; they can fashion it in any way that makes sense to them and
the mediator. This absence of formality provides for open discussion of
the issues and allows the free interchange of ideas. Thus, it becomes
easier to determine the interests of the parties and to fashion a solution
that satisfies those interests.
The Mediators
The mediator is an invaluable neutral resource to all participants in the
mediation process. Lawyers, insurance professionals and their clients
use the knowledge and skills of a neutral mediator to plan negotiation
strategies and develop options for settlement. The mediator keeps the process
focused and moving forward.
Neutrals at JAMS, which include lawyers, former judges, psychologists,
and others, are highly trained, experienced professionals. They receive
mediation training in the classroom and by observing experienced mediators in
the mediation process.
Our mediators are chosen because of their training and experience. When
it is decided to use the services of JAMS, the parties are furnished with
biographies of neutrals who possess the necessary experience and
expertise to resolve the dispute in question. The parties jointly pick
the neutral that they wish to use in the mediation proceeding. On
occasion they will interview one or more of the neutrals before making
their choice. They frequently check references before deciding on a
particular neutral.
The Preliminary Meeting
In most cases, the mediator will meet with the parties and/or their
representatives prior to the joint mediation session. Sometimes, for the
sake of convenience, a conference call substitutes for the initial meeting.
This initial meeting or conference call provides:
- An introduction to the participants and the mediation process.
- An opportunity to discuss issues affecting settlement which are important
for the mediator to know in advance
- An opportunity to determine what information would be helpful for the
mediator to have at or in advance of the mediation.
- An appropriate time to discuss any concerns a party might have about
the mediation and his/her role in the process.
The Joint Meeting
When all of the procedures have been agreed to and a mediation agreement has been signed, the mediation session or sessions are scheduled. The mediation normally commences with a joint conference among all of the parties and their counsel. The joint session provides an opportunity for each participant, either directly or through counsel, to express their view of the case to the other participants and how they would like to approach settlement. The opening statements are intended to begin the settlement process, not to be adversarial or a restatement of positions. This session may last anywhere from a few minutes to many hours depending on the number of participants and the complexity of the issues. The mediator will let you know in advance how to prepare for this session.
The Individual Sessions
After the initial joint meeting, the parties break up into separate
groups and "shuttle diplomacy" commences. The mediator has a number of
private and confidential meetings or caucuses with each of the parties
and their representatives to explore interests and settlement
possibilities. He/she shuttles back and forth between the parties,
carrying various settlement proposals and communicating the interests and
needs of each participant to the other participants. The mediator keeps
information from the private sessions confidential unless he/she is authorized to
disclose it.
The mediator will often act as "devil's advocate" in these sessions to
explore how realistic the positions of the participants are and what is
possible considering the no agreement alternative. The mediator often
assists parties to prioritize interests and options for settlement and to assess the relative
strengths and weaknesses of positions.
Once settlement is achieved, the mediator will record it for signature
immediately to prevent second thoughts from destroying a good agreement.
Evaluation by the Mediator
Most mediations commence with the mediator as a facilitator not an
evaluator. An early evaluation by a mediator often destroys his/her
effectiveness to act as a neutral. When appropriate, and in consultation
with the participants, mediators will provide a formal or informal
evaluation and analysis of the case, to focus on strengths and
weaknesses, likely outcome at trial, and value of the case. Quite often,
risk analysis tools are used in the evaluative process. A mediator's
evaluation is simply that and nothing more; it is not binding upon the parties unless
the parties agree to the contrary.
Follow Up
In some cases, telephone conferences occur following mediation sessions
if no agreement has yet been reached. Sometimes, further information is
required for the process to continue or additional people may need to be involved in
the decision making process.
Agreement
The mediator will work with counsel to finalize a settlement agreement
and determine the procedures necessary for implementation. The mediator
is available to provide assistance throughout the process.
Summary
If you have any further questions about the mediation process or about
JAMS, you are welcome to contact any of our offices to speak with a case manager.
We welcome your questions.
© Copyright 2003 JAMS. All rights reserved.
For more information, please call your local JAMS office at 1-800-352-5267.
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